It’s flat-out illegal in other countries
BY DAVID JOHN MAROTTA Regulation can do as much harm as good. Such is the case with the current push to give FINRA the oversight of registered independent advisors. I read with interest in the August, 2012 Investment Advisor magazine a soapbox piece by Steven Weydert, President of Weydert Wealth Management entitled, “Product Verses Process” which [...]
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